S-1/A: General form of registration statement for all companies including face-amount certificate companies
Published on July 25, 2024
As filed with the Securities and Exchange Commission on July 24, 2024
Registration No. 333‑280273
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
Amendment No. 4 to
FORM S‑1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Know Labs, Inc. |
(Exact name of registrant as specified in its charter) |
Nevada |
| 3920 |
| 90‑0273142 |
(State or other jurisdiction of incorporation or organization) |
| (Primary Standard Industrial Classification Code Number) |
| (IRS Employer Identification No.) |
619 Western Avenue, Suite 610
Seattle, Washington 98104
206‑903‑1351
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Ronald P. Erickson
Chief Executive Officer
619 Western Avenue, Suite 610
Seattle, Washington 98104
206‑903‑1351
(Names, address, including zip code and telephone number, including area code, of agent for service)
Copies to:
Joshua E. Little Dentons Durham Jones Pinegar P.C. 192 East 200 North, 3rd Floor St. George, UT 84770 (435) 674-0400 joshua.e.little@dentons.com | Cavas Pavri ArentFox Schiff LLP 1717 K Street NW Washington, DC 20006 Phone: (202) 724-6847 Fax: (202)857-6395 |
Approximate date of commencement of proposed sale to the public: As soon as practicable after this registration statement is declared effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☒
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post‑effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post‑effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non‑accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b‑2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☐ |
Non‑accelerated filer | ☒ | Smaller reporting company | ☒ |
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| Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the registration statement shall become effective on such date as the Securities and Exchange Commission acting pursuant to such Section 8(a), may determine.
EXPLANATORY NOTE
Know Labs, Inc. (the “Company”) is filing this Amendment No. 4 (this “Amendment”) to its Registration Statement on Form S-1 (File No. 333-280273) (the “Registration Statement”) as an exhibits-only filing, solely to file Exhibit 23.1. Accordingly, this Amendment consists only of the facing page, this explanatory note, Item 16(a) of Part II of the Registration Statement, the signature page to the Registration Statement and the filed exhibits. The remainder of the Registration Statement is unchanged and has therefore been omitted.
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PART II
INFORMATION NOT REQUIRED IN THE PROSPECTUS
Item 16. Exhibits.
(a) Exhibits.
Exhibit No. |
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| Consent of BPM LLP, Independent Registered Public Accounting Firm |
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| Consent of Dentons Durham Jones Pinegar P.C. (included in Exhibit 5.1) |
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___________________
† | Executive compensation plan or arrangement. |
* | Filed herewith. |
** | Previously filed. |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Seattle, State of Washington, on July 24, 2024.
Know Labs, Inc.
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| By: | /s/ Ronald P. Erickson |
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| Ronald P. Erickson Chief Executive Officer and Director |
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Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
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| Date |
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/s/ Ronald P. Erickson |
| Chief Executive Officer |
| July 24, 2024 |
Ronald P. Erickson |
| (Principal Executive Officer), Director |
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| Chief Financial Officer |
| July 24, 2024 |
Peter Conley |
| (Principal Financial and Accounting Officer) |
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| Director |
| July 24, 2024 |
Jon Pepper |
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| Director |
| July 24, 2024 |
William A. Owens |
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| Director |
| July 24, 2024 |
Ichiro Takesako |
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| Director |
| July 24, 2024 |
John Cronin |
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| Director |
| July 24, 2024 |
Timothy Londergan |
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| Director |
| July 24, 2024 |
Larry K. Ellingson |
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* | By: | /s/ Ronald P. Erickson |
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Name: Ronald P. Erickson |
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Title: Attorney-in-fact |
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