Form: S-1MEF

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-1

September 15, 2022

As filed with the Securities and Exchange Commission on September 15, 2022

Registration No. 333-

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

____________________________

 

FORM S-1

 

REGISTRATION STATEMENT UNDER

THE SECURITIES ACT OF 1933

 

Know Labs, Inc.

(Exact name of registrant as specified in its charter)

 

Nevada

 

3920

 

90-0273142

(State or other jurisdiction of

 incorporation or organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification Number)

____________________________

500 Union Street, Suite 810

Seattle, Washington 98101

206-903-1351

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

____________________________

Phillip A. Bosua

Chief Executive Officer

500 Union Street, Suite 810

Seattle, Washington 98101

206-903-1351

(Names, address, including zip code, and telephone number, including area code, of agent for service)

____________________________

 

Copies to:

Louis A. Bevilacqua, Esq.

Bevilacqua PLLC

1050 Connecticut Avenue, NW, Suite 500

Washington, DC 20036

(202) 869-0888

Cavas S. Pavri, Esq.

ArentFox Schiff LLP

1717 K Street NW

Washington, DC 20006

(202) 857-6000

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement becomes effective.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☒

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ 333-266423

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

                             

Large accelerated filer

Accelerated filer

Non-accelerated filer

Smaller reporting company

 

 

Emerging growth company

                                                                                                   

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for comply with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of Securities Act. ☐

This Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act.

 

 

 

 

EXPLANATORY NOTE AND INCORPORATION OF

CERTAIN INFORMATION BY REFERENCE

 

This Registration Statement on Form S-1 is being filed with respect to the registration of additional securities of Know Labs, Inc., a Nevada corporation (the “Registrant”), pursuant to Rule 462(b) under the Securities Act of 1933, as amended. This Registration Statement relates to the Registrant’s Registration Statement on Form S-1, as amended (File No. 333-266423), initially filed by the Registrant on July 29, 2022 and declared effective by the Securities and Exchange Commission on September 15, 2022 (the “Prior Registration Statement”). The Registrant is filing this Registration Statement for the sole purpose of increasing the aggregate number of shares of common stock and representative’s warrants, including securities that may be sold upon exercise of the underwriters’ overallotment option, and the aggregate number of shares of common stock underlying the foregoing warrants, to be registered for sale. The required opinions of counsel and related accountant’s consent are attached hereto and filed herewith. Pursuant to Rule 462(b), the contents of the Prior Registration Statement, including the exhibits thereto, are incorporated by reference into this Registration Statement.

 

EXHIBIT INDEX

 

Exhibit No.

 

Description

5.1

 

Opinion of Opinion of Lockett + Horwitz, A Professional Law Corporation

 

 

 

23.1

 

Consent of BPM LLP, Independent Registered Public Accounting Firm

 

 

 

23.2

 

Consent of Opinion of Lockett + Horwitz, A Professional Law Corporation (included in Exhibit 5.1)

 

 

 

24.1

 

Power of Attorney (included on the signature page of the prior Registration Statement (File No. 333-266423), as filed with the Securities and Exchange Commission on July 29, 2022)

 

 

 

104

 

Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

107

 

Exhibit Filing Fees

 

 

2

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Seattle, State of Washington, on September 15, 2022.

 

 

KNOW LABS INC.

 

 

 

By:

/s/ Phillip A. Bosua

 

 

 

Phillip A. Bosua

Chief Executive Officer

 

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

SIGNATURE

 

 TITLE

 

DATE

 

 

 

 

*

 

Chief Executive Officer and Director (principal executive officer)

 

September 15, 2022

Phillip A. Bosua

 

 

 

 

 

 

 

/s/ Peter Conley

 

Chief Financial Officer (principal financial and accounting officer)

 

September 15, 2022

Peter Conley

 

 

 

 

 

 

 

*

 

Chairman of the Board

 

September 15, 2022

Ronald P. Erickson

 

 

 

 

 

 

 

*

 

Director

 

September 15, 2022

Jon Pepper

 

 

 

 

 

 

 

*

 

Director

 

September 15, 2022

Ichiro Takesako

 

 

 

 

 

 

 

*

 

Director

 

September 15, 2022

William A. Owens

 

 

 

 

* By:

/s/ Peter Conley

 

 

Peter Conley

 

 

Attorney-In-Fact

 

 

 

3