Form: 4

Statement of changes in beneficial ownership of securities

July 13, 2016

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ERICKSON RONALD P

(Last) (First) (Middle)
500 UNION STREET
SUITE 420

(Street)
SEATTLE WA 98101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
VISUALANT INC [ VSUL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO and President
3. Date of Earliest Transaction (Month/Day/Year)
07/12/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 18,934 D
Common Stock 3,334 I .(1)
Common Stock 1,467 I .(2)
Common Stock 20,336 I .(3)
Common Stock 07/12/2016 M(8) 66,667 A $2.5 110,001 I .(4)
Common Stock 1,014 I .(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Warrant $0.15 07/12/2016 M(8) 33,333 06/14/2013 06/14/2018 Common Stock 33,333 $2.5 0 I .(4)
Series B Warrant $0.2 07/12/2016 M(8) 33,334 06/14/2013 06/14/2018 Common Stock 33,334 $2.5 0 I .(4)
Option to Purchase Common Stock $22.5 (6) 05/09/2020 Common Stock 13,334 13,334 D
Option to Purchase Common Stock $19.5 (7) 06/05/2022 Common Stock 6,667 6,667 D
Explanation of Responses:
1. Held by Dia Armenta, the Reporting Person's wife.
2. Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.
3. Held by Juliz Limited Partnership- Family LP.
4. Held by J3E2A2Z Limited Partnership.
5. Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
6. Option shares fully-vested quarterly over 2 years commencing 05/10/2010.
7. Option shares fully-vested quarterly over 1 year commencing 06/05/2012.
8. Exercise of Warrants.
/s/ Ronald P. Erickson 07/13/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.